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Kelley Howes

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Kelley Howes serves as vice chair of Morrison & Foerster’s Investment Management Group. She has experience with a wide range of legal, regulatory, compliance, corporate governance, insurance, and othe

Kelley A. Howes

Case Studies

Joint Webinar with MoFo + Maples: Navigating Beneficial Ownership Reporting for U.S. and Cayman Funds

MoFo's GP+LP Global Summit 2024

Marketing Rule Compliance: Best Practices and Use of AI

Compliance: PFAR Isn’t the Only Thing on the List

2024 NSCP Interactive Compliance Labs

MPI's Annual Survey on Investment Firm Profitability and Economies of Scale

Events

Experience

SEC Division of Examinations 2025 Exam Priorities – a Focus on Artificial Intelligence, Private Funds, and Cybersecurity

CFTC Finalizes Amendments to Exemptions for CPOs and CTAs under Rule 4.7

FinCEN Expands its Reach with Final Rules for Investment Advisers and the Residential Real Estate Sector

FDIC Proposes Broader Role Under the Change in Bank Control Act

Significant Investment Adviser Regulatory Developments in 2024

FinCEN & the SEC: Will the Real RIA and ERA Customers Please Stand Up?

Insights

MoFo Advises Forum Investment Group on $226 Million Private Credit Fund

MoFo Advises Witan Investment Trust in Connection with its Combination with Alliance Trust

Shutdown Threatens to Undercut SEC’s Momentum on ESG Oversight

SEC's New Private Fund Rules Divide Industry Players

Private Funds Exhale Over SEC Rule Despite Big Compliance Costs

SEC's Proposed Safeguarding Rule: Concerns About the Scope and Specific Items for Closed-End Fund Managers to Monitor

News

Getting to Yes - Kelley Howes Speaks with Host Richard Levick

Podcasts

ESG + Sustainability

Fintech

Blockchain + Smart Contracts

Denver

New York

Investment Management

Capital Markets

Broker-Dealer Compliance + Regulation

Financial Services

Derivatives, Commodities + Structured Products

Private Funds

Public Company Advisory & Governance

khowes@mofo.com

(303) 592-2237

(212) 336-4064

Reg BI: Getting Caught Up, Getting Ready, Getting Ahead…

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Kelley A. Howes

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5280 Guide 2022

Chambers USA Nationwide 2022-2024

Best Lawyers 2024

Legal 500 US 2024

5280 Guide 2022

Chambers USA Nationwide 2022-2024

Best Lawyers 2024

Legal 500 US 2024

5280 Guide 2022

Chambers USA Nationwide 2022-2024