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Shutdown Threatens to Undercut SEC’s Momentum on ESG Oversight

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Kelley Howes spoke to Bloomberg Law about new U.S. Securities and Exchange Commission (SEC) rules to combat misleading investment fund names and the agency's forthcoming final rulemaking announcement on ESG disclosures in October.

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Kelley Howes spoke to Bloomberg Law about new U.S. Securities and Exchange Commission (SEC) rules to combat misleading investment fund names and the agency's forthcoming final rulemaking announcement on ESG disclosures in October.Read the <a href="https://www.bloomberglaw.com/bloomberglawnews/esg/XE77S1MK000000?bna_news_filter=esg#jcite" target="_blank">full article</a> (subscription required).

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Kelley Howes is a Partner in the Denver office and Co-Chair of the Investment Management Group.Kelley has experience with a wide range of legal, regulatory, compliance, corporate governance, insurance, and other matters relating primarily to the representation of U.S. registered and unregistered investment companies, registered investment advisers, transfer agents, and broker-dealers.Kelley has counseled independent fund directors on governance issues, and has advised mutual funds on mergers, reorganizations, compliance, and regulatory matters, including examinations and enforcement matters.Kelley has more than 30 years’ experience in investment management-related matters. Prior to joining Morrison Foerster, she served as Executive Vice President and General Counsel of Janus Capital Group Inc., a NYSE-listed global asset management holding company. She also previously served as Senior Vice President and General Counsel of Janus Capital Management LLC, a U.S. registered investment advisory subsidiary of Janus Capital Group, and as President of the Janus funds and President of Janus Distributors LLC.Kelley is ranked by Chambers for her expertise in Registered Funds. She was also recognized as a "Top Lawyer" for Securities in the 2022 guide of 5280, Colorado's largest local publication and recognized as a “next generation lawyer” by Legal 500 US 2017.Kelley has served on the boards of directors of Young Americans Bank/Young Americans Center for Financial Education; ICI Mutual Insurance Company; and the Denver Metro Chamber of Commerce.

Kelley Howes

Co-chair of Investment Management Group