Marketing Rule Compliance: Best Practices and Use of AI

We invite you to join Kelley Howes, Partner and Co-Chair of our Investment Management group, for the Adviser Compliance Consulting's Webinar presentation on The Marketing Rule Compliance - Best Practices and Use of AI. The Marketing Rule, enforcement actions and risk alerts have reshaped the compliance landscape for private fund managers and traditional advisers. This interactive session will focus on best practices for complying with the rule, and feature industry experts as they explore leveraging new AI-powered tools to mitigate penalties and deficiencies effectively.

Speakers:

• Kelley Howes - Partner & Co-Chair of the Investment Management Group, Morrison Foerster

• Johanna Anders - Managing Director & Global Head of Communications Compliance at TIAA/NUVEEN

• Owen Rapaport - Co-Founder & CEO of AER Compliance