Derek N. Steingarten

SEC Division of Examinations 2025 Exam Priorities – a Focus on Artificial Intelligence, Private Funds, and Cybersecurity

Significant Investment Adviser Regulatory Developments in 2024

Amendment To QPAM Exemption

Fifth Circuit Vacates SEC Private Fund Adviser Rules

Investment Adviser Compliance Index

SEC Examinations and Enforcement Update for Registered Investment Advisers: Transparency for SEC Exams, Marketing Rule Sweep, and More Custody Scrutiny

Experts Warn Firms About SEC Exam Priorities

Investment Adviser Compliance Index

MoFo Advises Rothschild & Co on the Sale of its North American Asset Management Business to Wintrust Financial Corp

Experienced RIA Acquirers are Having an Excellent Year

Generational Shifts Along with Increasing Regulations Pushes More RIA M&A

MoFo Hires 8th Corporate Partner in 7 Months

2023 Investment Management Conference