Haima Marlier spoke with Barron's about the continuity of SEC enforcement cases across different administrations. She noted that it is uncommon for the agency to abandon enforcement cases midstream, even with a change in administration. Haima also mentioned that current enforcement chiefs might accelerate investigations to become active cases before the new administration takes over. However, she emphasized that most pending SEC cases are likely to continue as if there had been no election change.
Read the full article.