Aaron Russ is an associate in the Washington, D.C., office and a member of the firm’s Investment Management Group and Securities and Derivatives Regulatory Solutions team. He draws from his experience at the U.S. Securities and Exchange Commission (SEC) to advise clients on their regulatory, compliance, operational, and governance needs.
He regularly advises private fund managers, wealth managers, innovative investment advisory fintech firms, and other registered investment advisers and exempt reporting advisers on the various regulatory and compliance issues that arise in connection with the operation of an advisory business, including compliance with the federal securities laws (Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, and the Securities Exchange Act of 1934);